Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (14 Sep 2023 to 30 Jul 2025)
    • [FCA CF] Manager of certification employee (14 Sep 2023 to 30 Jul 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 17 Nov 2021)
    • [FCA CF] Client dealing (7 Mar 2017 to 17 Nov 2021)
    • [FCA CF] Material risk taker (7 Mar 2017 to 17 Nov 2021)
    • CF30 Customer (16 Apr 2012 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (16 Apr 2012 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 25 Jan 2012)
    • CF23 Corporate Finance Adviser (7 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.