James Hunt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ADM Investor Services International Limited
FRN 148474
- [FCA CF] Client dealing (since 1 Apr 2024)
Mariana UFP LLP (no longer approved here)
FRN 551170
- [FCA CF] Client dealing (1 Nov 2022 to 28 Nov 2025)
R.J. O'Brien Limited (no longer approved here)
FRN 114120
- [FCA CF] Client dealing (1 May 2020 to 18 Jun 2021)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (25 Oct 2013 to 30 Sep 2019)
JB Drax Honore (UK) Limited (no longer approved here)
FRN 585303
- CF30 Customer (3 Dec 2012 to 17 Oct 2013)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (28 Oct 2008 to 20 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.