James Hughan-Ray

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Client dealing (5 Oct 2020 to 20 May 2021)
    • [FCA CF] Manager of certification employee (5 Oct 2020 to 20 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 22 Feb 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 5 Oct 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Oct 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Nov 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (3 Jun 2004 to 31 Oct 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (3 Jun 2004 to 31 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.