James Howard

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arini Capital Management Limited

    FRN 1004205

    • [FCA CF] Material risk taker (since 1 Oct 2024)
    • [FCA CF] Significant management (since 1 Oct 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (30 Jul 2021 to 31 Dec 2022)
    • SMF6 Head of Key Business Areas (27 Feb 2020 to 29 Jun 2022)
    • [FCA CF] Material risk taker (1 Jan 2018 to 31 Dec 2022)
    • [PRA CF] Managing a material risk taker (1 Jan 2018 to 31 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.