James Holder

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 15 Jan 2026)
    • [FCA CF] Significant management (7 Jul 2020 to 5 Jun 2023)
    • [FCA CF] Material risk taker (27 Jan 2020 to 5 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 5 Jun 2023)
    • [FCA CF] Manager of certification employee (13 Sep 2017 to 5 Jun 2023)
    • [FCA CF] Client dealing (1 Mar 2017 to 5 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (16 Sep 2005 to 31 Oct 2007)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Manager of certification employee (since 15 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 5 Jun 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 5 Jun 2023)
    • [FCA CF] Significant management (7 Jul 2020 to 5 Jun 2023)
    • [FCA CF] Manager of certification employee (13 Sep 2017 to 5 Jun 2023)
    • [FCA CF] Client dealing (1 Mar 2017 to 5 Jun 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (13 May 2021 to 5 Jun 2023)
    • [FCA CF] Material risk taker (13 May 2021 to 5 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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