Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARBUTHNOT LATHAM & CO., LIMITED
FRN 143336
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 23 Jul 2018)
- [FCA CF] Material risk taker (23 Jul 2018 to 13 Jun 2019)
- [PRA CF] Significant risk taker or Material risk taker (23 Jul 2018 to 13 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.