Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Algorithmic trading (since 26 Sep 2023)
- [FCA CF] Client dealing (since 26 Sep 2023)
- [FCA CF] Manager of certification employee (since 26 Sep 2023)
- [FCA CF] Material risk taker (26 Sep 2023 to 31 Oct 2024)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Algorithmic trading (since 26 Sep 2023)
- [FCA CF] Client dealing (since 26 Sep 2023)
- [FCA CF] Manager of certification employee (since 26 Sep 2023)
- [FCA CF] Material risk taker (26 Sep 2023 to 31 Oct 2024)
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- [FCA CF] Client dealing (30 May 2022 to 31 Aug 2023)
- [FCA CF] Manager of certification employee (30 May 2022 to 31 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 31 Aug 2023)
- [FCA CF] Material risk taker (1 Jan 2017 to 31 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.