James Hill

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 29 Oct 2025)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Algorithmic trading (2 Aug 2019 to 7 Feb 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2019 to 2 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2025)
    • CF30 Customer (17 Jan 2014 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 9 Sep 2009)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
    • CF21 Investment Adviser (23 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.