James Hickinbotham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Manager of certification employee (since 23 Sep 2024)
    • [FCA CF] Client dealing (since 23 Sep 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (4 Aug 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (7 Sep 2020 to 31 Mar 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (26 Jun 2018 to 11 Feb 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Feb 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 27 Jan 2015)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (24 Aug 2004 to 2 Apr 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (24 Aug 2004 to 2 Apr 2007)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (15 May 2003 to 14 Jul 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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