Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AMG Financial Planning Ltd
FRN 522252
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
- [FCA CF] Client dealing (since 31 Mar 2021)
- CF30 Customer (16 Jul 2010 to 31 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 25 Nov 2010)
- CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Dec 2005 to 20 Feb 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2005)
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- (9)Employed By (1 Dec 2001 to 23 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.