Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (16 Jul 2010 to 31 Dec 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 25 Nov 2010)
    • CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Dec 2005 to 20 Feb 2006)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2005)
  • A.M.G. Independent Financial Services (no longer approved here)

    FRN 184290

    • (9)Employed By (1 Dec 2001 to 23 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.