James Hendry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment & Mortgage Options Scotland Ltd

    FRN 462734

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Aug 2020)
    • [FCA CF] Client dealing (since 6 Aug 2020)
    • CF30 Customer (10 Mar 2017 to 8 Dec 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF7 Sole Trader (AR) (12 Jul 2004 to 18 Aug 2006)
    • CF21 Investment Adviser (12 Jul 2004 to 18 Aug 2006)
  • Hendry Financial Services (no longer approved here)

    FRN 401762

    • (1)Employed By (12 Jul 2004 to 18 Aug 2006)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.