James Hazlett Moore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Feb 2009)
    • CF4 Partner (AR) (since 18 Feb 2009)
  • M.R. Financial Services

    FRN 496274

    • (4)Employed By (since 18 Feb 2009)
  • MR Financial Services (U807) (no longer approved here)

    FRN 200431

    • (3)Employed By (1 Apr 2003 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.