Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OMNI - FINANCIAL LTD
FRN 737468
- 10. Broker fund adviser
- 14. Managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 20 Jan 2025)
- [FCA CF] Functions requiring qualifications (since 20 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (since 31 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.