James Hart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 4 Apr 2025)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2024)
    • CF30 Customer (4 Jan 2008 to 6 Mar 2016)
  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 2 Dec 2007)
    • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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