James Harrison

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Acorn Wealth Management Group Limited

    FRN 823702

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
    • CF1 Director (4 Mar 2019 to 8 Dec 2019)
  • The Finance Shop (1750) (no longer approved here)

    FRN 191988

    • Employed By (22 Dec 2003 to 28 Feb 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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