James Harrison

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 23 May 2024)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (17 Aug 2018 to 13 Mar 2024)
Market Securities LLP (no longer approved here)
FRN 519097
- (208)Employed By (17 Aug 2018 to 13 Mar 2024)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF30 Customer (1 Nov 2007 to 1 Apr 2018)
- CF26 Customer Trading (31 Jul 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.