James Hardy

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Hambro & Partners LLP

    FRN 513246

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 18 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
  • Emirates NBD Bank (P.J.S.C) (no longer approved here)

    FRN 514680

    • [FCA CF] Functions requiring qualifications (4 Oct 2024 to 30 Jun 2025)
    • [FCA CF] Client dealing (4 Oct 2024 to 30 Jun 2025)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Client dealing (25 Jan 2022 to 27 Jun 2024)
    • [FCA CF] Functions requiring qualifications (25 Jan 2022 to 27 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.