James Hamm

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 26 Sep 2024)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Client dealing (since 26 Sep 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (26 May 2021 to 14 Sep 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Sep 2024)
    • [FCA CF] Client dealing (28 Jun 2017 to 14 Sep 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (26 May 2021 to 14 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jul 2017 to 14 Sep 2024)
    • [FCA CF] Material risk taker (10 Jul 2017 to 14 Sep 2024)
    • [FCA CF] Client dealing (28 Jun 2017 to 14 Sep 2024)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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