JAMES Hall

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Norddeutsche Landesbank Girozentrale

    FRN 984305

    • [FCA CF] Manager of certification employee (since 25 Mar 2022)
    • [FCA CF] Material risk taker (since 1 Jul 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF21 Investment Adviser (23 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Sep 2006 to 22 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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