James Hall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited

    FRN 184801

    • [FCA CF] Client dealing (since 1 Jul 2025)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (16 Apr 2020 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (16 Apr 2020 to 30 Apr 2025)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Client dealing (31 Mar 2020 to 1 Apr 2020)
    • CF29 Significant management (19 Nov 2007 to 21 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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