Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JAMES HAIR GROUP LIMITED
FRN 796617
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 2 Oct 2018)
- Responsible for Insurance Distribution (since 2 Oct 2018)
- CF10 Compliance Oversight (2 Oct 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Oct 2018 to 8 Dec 2019)
- CF10a CASS Oversight function (2 Oct 2018 to 8 Dec 2019)
- CF1 Director (2 Oct 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.