James Hafetz Peer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Investment Management Limited

    FRN 650245

    • 14. Managing investments
    • [FCA CF] Client dealing (since 11 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Nov 2022)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 16 Oct 2022)
    • [FCA CF] Client dealing (7 Dec 2020 to 16 Oct 2022)
    • CF30 Customer (8 Jul 2014 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (15 Jun 2012 to 27 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.