Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (19 Jan 2021 to 3 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jan 2021 to 3 Nov 2022)
    • CF1 Director (12 Apr 2017 to 8 Dec 2019)
    • CF3 Chief Executive (12 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF30 Customer (20 Mar 2013 to 27 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.