Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 21 Apr 2023)
    • SMF16 Compliance Oversight (21 Nov 2023 to 8 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2023 to 16 Dec 2024)
    • SMF3 Executive Director (21 Nov 2023 to 8 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.