Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ICG MANAGER LIMITED
FRN 189955
- SMF3 Executive Director (since 16 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (10 Sep 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Sep 2019 to 8 Dec 2019)
-
ICG Alternative Investment Limited
FRN 606186
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (10 Sep 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Sep 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (10 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.