James Gregory Burnham

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One Four Nine Wealth Limited

    FRN 153508

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2025)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Functions requiring qualifications (3 Apr 2023 to 27 Feb 2025)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 10 Feb 2023)
    • [FCA CF] Client dealing (4 Oct 2021 to 10 Feb 2023)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Feb 2023)
    • CF30 Customer (29 Jan 2018 to 10 Feb 2023)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (29 Jan 2018 to 10 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.