James Grant Wilson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Asset Risk Consultants (UK) Limited

    FRN 652972

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 1 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF27 Investment Management (1 Dec 2001 to 20 Mar 2003)
    • CF1 Director (1 Dec 2001 to 20 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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