James Grant Cullens

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 10 Jun 2025)
- [FCA CF] Significant management (since 10 Jun 2025)
Sentinel Regulatory Services Ltd (no longer approved here)
FRN 1007903
- CF1 Director (AR) (24 Feb 2025 to 30 Jan 2026)
- CF30 Customer (24 Feb 2025 to 30 Jan 2026)
Pictet Asset Management Limited (no longer approved here)
FRN 181966
- CF27 Investment Management (1 Dec 2001 to 30 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.