James Grant

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 23 Oct 2017)
  • Beals Mortgage and Financial Services Limited

    FRN 471442

    • Employed By (since 23 Oct 2017)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (21)Employed By (19 Aug 2015 to 29 Sep 2017)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF30 Customer (28 Jul 2015 to 29 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.