James Gower Lockyer

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Acorn to Oaks Financial Services Ltd
FRN 486131
- CF1 Director (AR) (since 2 Feb 2021)
Bevis Marks Private Finance ltd
FRN 942370
- Employed By (since 2 Feb 2021)
DB UK Bank Limited (no longer approved here)
FRN 140848
- [FCA CF] Functions requiring qualifications (3 May 2019 to 30 Jun 2020)
- [FCA CF] Manager of certification employee (3 May 2019 to 30 Jun 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.