James Goldsbrough

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Material risk taker (since 26 Feb 2020)
    • [FCA CF] Client dealing (since 23 Feb 2017)
    • CF30 Customer (8 Jul 2014 to 6 Mar 2016)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Manager of certification employee (since 10 Oct 2022)
    • [FCA CF] Material risk taker (since 26 Feb 2020)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 12 Mar 2008)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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