James Gilfillan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Coutts & Company (no longer approved here)
FRN 122287
- [FCA CF] Functions requiring qualifications (20 Nov 2019 to 2 Jan 2020)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- [FCA CF] Functions requiring qualifications (2 Apr 2018 to 2 Jan 2020)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (11 Feb 2009 to 14 Nov 2013)
Select Mortgage Advice (no longer approved here)
FRN 192554
- (2)Employed By (5 Jun 2001 to 30 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.