James Giles John Hough

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (1 Dec 2017 to 31 Oct 2023)
    • [FCA CF] Manager of certification employee (1 Dec 2017 to 31 Oct 2023)
    • [PRA CF] Managing a material risk taker (1 Dec 2017 to 19 Jul 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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