James Gilchrist Young

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JAMES YOUNG ASSOCIATES LIMITED (no longer approved here)

    FRN 505532

    • [FCA CF] Significant management (6 Jun 2020 to 25 Sep 2023)
    • [FCA CF] Functions requiring qualifications (6 Jun 2020 to 25 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 7 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Sep 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 7 Sep 2023)
    • Responsible for Insurance Mediation (6 Nov 2009 to 30 Sep 2018)
    • CF30 Customer (6 Nov 2009 to 8 Dec 2019)
    • CF1 Director (6 Nov 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Nov 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Nov 2009 to 8 Dec 2019)
  • Eclipse Financial Services (no longer approved here)

    FRN 200127

    • (3)Employed By (3 Dec 1999 to 11 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.