James Gerard Waterson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alban Associates Limited (no longer approved here)

    FRN 206467

    • (1)Employed By (1 Jul 2005 to 28 Dec 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Sep 2004 to 6 May 2005)
    • CF22 Investment Adviser (Trainee) (28 Apr 2004 to 17 Sep 2004)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alban Associates Limited

  2. controlled function added: (1)Employed By at Alban Associates Limited