James George Arnold

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 15 Oct 2020)
    • [FCA CF] Client dealing (since 13 Nov 2017)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (9 Nov 2009 to 20 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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