James Gary Walker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 May 2008)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jun 2004 to 22 Jun 2007)
    • CF7 Sole Trader (AR) (14 Jun 2004 to 19 Dec 2005)
  • Gary Walker Wealth Management Limited

    FRN 400929

    • (1)Employed By (since 14 Jun 2004)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

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Updates to this individual's record on the FCA register.

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