Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RATHBONES ASSET MANAGEMENT LIMITED
FRN 144266
- [FCA CF] Client dealing (since 1 Mar 2025)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (13 Nov 2006 to 29 Oct 2019)
- CF27 Investment Management (7 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Apr 2002 to 7 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.