James Garman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED

    FRN 124548

    • [FCA CF] Manager of certification employee (since 9 Sep 2019)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 27 Jun 2024)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (13 Dec 2010 to 27 Feb 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (11 Mar 2010 to 1 Oct 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 10 Mar 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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