JAMES GARETH STUART PAUL

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Infinity Asset Management LLP (no longer approved here)
FRN 464315
- CF4 Partner (AR) (10 Jun 2024 to 12 Nov 2024)
- CF30 Customer (10 Jun 2024 to 12 Nov 2024)
Whaivu Capital LLP (no longer approved here)
FRN 1013172
- Employed By (10 Jun 2024 to 12 Nov 2024)
Finex LLP (no longer approved here)
FRN 507537
- CF30 Customer (16 Nov 2020 to 2 Feb 2022)
BLACKSTAR CAPITAL BCE1 LTD (no longer approved here)
FRN 926919
- Employed By (16 Nov 2020 to 2 Feb 2022)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (30 Nov 2012 to 25 Sep 2015)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (30 Nov 2012 to 25 Sep 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.