James Gareth Kahn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (1 Mar 2019 to 29 Jun 2021)
Market Securities LLP (no longer approved here)
FRN 519097
- (146)Employed By (1 Mar 2019 to 29 Jun 2021)
JB Drax Honore (UK) Limited (no longer approved here)
FRN 585303
- CF30 Customer (7 Mar 2018 to 12 Feb 2019)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (7 Apr 2016 to 31 Dec 2017)
Mariana UFP LLP (no longer approved here)
FRN 551170
- CF30 Customer (25 Feb 2013 to 23 Jan 2014)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (1 Nov 2007 to 5 Mar 2010)
- CF26 Customer Trading (28 Jan 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.