James Gareth Boughton-Thomas

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 8 Aug 2022)
- CF30 Customer (since 11 Sep 2020)
- Appointed representative dealing with clients for which they require qualification (since 28 Aug 2020)
Tunstall Financial Management Ltd
FRN 980333
- Employed By (since 8 Aug 2022)
Kenneth Peter Tunstall (no longer approved here)
FRN 215039
- (6)Employed By (11 Sep 2020 to 15 Nov 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.