Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 28 Sep 2021)
    • [FCA CF] Material risk taker (since 20 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Sep 2021)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Client dealing (since 28 Sep 2021)
    • [FCA CF] Material risk taker (since 20 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Sep 2021)
    • [FCA CF] Client dealing (since 28 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Sep 2021)
    • [FCA CF] Material risk taker (since 20 Sep 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (22 Nov 2018 to 2 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Jul 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (2 Nov 2006 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF23 Corporate Finance Adviser (21 Jan 2003 to 28 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.