Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (20 Feb 2013 to 7 Oct 2014)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (20 Feb 2013 to 8 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (20 Feb 2013 to 7 Oct 2014)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (21 Jul 2015 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
    • CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)
    • CF4 Partner (18 Mar 2005 to 30 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.