Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Oct 2025)
    • SMF3 Executive Director (since 14 Oct 2025)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (13 Aug 2018 to 8 Dec 2019)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (13 Apr 2015 to 28 Feb 2018)
  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF30 Customer (30 Dec 2014 to 2 Apr 2015)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF30 Customer (12 Jul 2010 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (13 Feb 2008 to 9 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.