Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 19 Sep 2023)
    • [PRA CF] Managing a material risk taker (18 Sep 2023 to 14 Apr 2025)
    • [FCA CF] Manager of certification employee (7 Nov 2022 to 8 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Nov 2022 to 8 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Sep 2023)
    • [FCA CF] Manager of certification employee (19 Sep 2023 to 16 May 2025)
    • [PRA CF] Managing a material risk taker (18 Sep 2023 to 14 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Nov 2022 to 8 Nov 2022)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF23 Corporate Finance Adviser (1 Jul 2005 to 8 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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