James Foster Weir

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

USS Investment Management Limited
FRN 564285
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Aug 2014 to 8 Dec 2019)
Guinness Capital Management Limited (no longer approved here)
FRN 514988
- CF30 Customer (1 Apr 2010 to 30 Aug 2013)
Guinness Atkinson Asset Management, Inc (no longer approved here)
FRN 223051
- CF30 Customer (12 Nov 2009 to 30 Aug 2013)
GUINNESS ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 223077
- CF30 Customer (12 Nov 2009 to 30 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.