James Ford

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Feb 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Nov 2022)
    • CF30 Customer (26 Feb 2014 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Feb 2023)
    • CF30 Customer (27 Sep 2011 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (12 May 2017 to 28 Nov 2022)
    • [FCA CF] Client dealing (11 May 2017 to 15 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.