James Fairclough

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LHCM LTD (no longer approved here)

    FRN 789421

    • SMF16 Compliance Oversight (8 Apr 2022 to 31 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2022 to 31 May 2023)
    • SMF3 Executive Director (8 Apr 2022 to 31 May 2023)
    • Director of firm who is not a certification employee or a SMF manager (10 May 2021 to 8 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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