James Ernest Burdass

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Commodity Intelligence LLP
FRN 502413
- SMF16 Compliance Oversight (since 12 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
- SMF1 Chief Executive (since 12 Dec 2024)
- [FCA CF] Manager of certification employee (since 13 Nov 2024)
- SMF27 Partner (since 1 May 2021)
- [FCA CF] Client dealing (since 27 Jan 2020)
FMR Investment Management (UK) Limited (no longer approved here)
FRN 476031
- CF30 Customer (15 Oct 2008 to 8 Dec 2019)
Quilter Cheviot Limited (no longer approved here)
FRN 124259
- CF21 Investment Adviser (9 Jun 2004 to 15 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.